Overview:
Our client is a leading global investment manager seeking a Compliance Officer to support its growing suite of investment vehicles.
The Compliance team oversees multiple funds and vehicles, including several retail-oriented products such as a ’40 Act fund and a ’34 Act fund.
The ideal candidate will bring deep expertise in ’40 Act fund compliance and a strong understanding of ’34 Act compliance. The position requires someone who can independently manage all compliance-related filings and obligations, as well as serve in a corporate secretary capacity for relevant entities. This individual will report to the firm’s Global Chief Compliance Officer..
Key Responsibilities
Qualifications
...errors, and swiftly bring them to the attention of relevant parties where necessary. Employment Type: Full-Time Salary: $45000.00 - 85000.00 Per Year Education Level: Some college, no degree Employment Type: Full-Time Salary: $ 45,090.00 78,000.00 Per Year
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